Fiscal Year (FY) 2021 Diversity Visa Lottery Opens October 2

What is the Diversity Visa Lottery?

The Diversity Immigrant Visa Program provides up to 55,000 immigrant visas (green cards) for issuance in Fiscal Year 2021 to persons from countries with low immigration rates to the United States. Foreign nationals are selected for eligibility to apply for U.S. Lawful Permanent Resident (LPR) status under this program on the basis of a lottery.

When can I apply?

The U.S. Department of State will accept applications online from 12 PM Wednesday October 2, 2019 Eastern Daylight Time (EDT) (GMT-4) to 12 PM Tuesday, November 5, 2019 Eastern Standard Time (EST) (GMT-5). DV-2021 applicants are encouraged to apply as soon as possible and should keep their confirmation number until at least September 30, 2021. There is no cost to submit an application.

Who is eligible?

  • An individual must have been born in an eligible country and must meet minimum education/work requirements. Notably, natives of the following countries are NOT eligible to apply: Bangladesh, Brazil, Canada, China (mainland-born), Colombia, Dominican Republic, El Salvador, Guatemala, Haiti, India, Jamaica, Mexico, Nigeria, Pakistan, Philippines, South Korea, United Kingdom (except Northern Ireland) and its dependent territories, and Vietnam. Persons born in Hong Kong SAR, Macau SAR, and Taiwan are eligible.
  • Eligible nationality is generally determined by the location of a person’s birth. However, if a foreign national is ineligible to apply based on his/her country of birth, there are two alternate ways to qualify. First, a foreign national whose spouse was born in a eligible country may apply provided that both the individual and the spouse are named on the selected entry, are found eligible, and enter the U.S. simultaneously. Second, a foreign national who was born in a country whose natives are ineligible to apply may be eligible to apply if neither parent was born in or legally resided in that country at the time of the foreign national’s birth.
  • A foreign national must also have either a high school education or its equivalent or at least two years of work experience within the past five years in an occupation requiring at least two years training or experience.

How do I Apply?

DV Lottery entries may only be submitted electronically at the U.S. Department of State’s Diversity Visa Lottery website located here. Applicants may only submit ONE lottery entry; individuals who attempt to submit more than one application will be disqualified. A DV Lottery application must be accompanied by digital photographs of the applicant, the applicant’s spouse and the applicant’s dependent children (as applicable), taken in accordance with requirements. Note: Each individual may submit his/her own application if he/she otherwise qualifies.

New For DV-2021

The principal applicant must enter valid international travel passport information unless they are stateless, a national of a Communist-controlled country and unable to obtain a passport from the government of the Communist-controlled country, or the beneficiary of an individual waiver approved by the Secretary of Homeland Security and the Secretary of State.

How does the Selection Process Work?

DV Lottery winners are selected via a random computerized process. After entering the lottery, it is critical to safeguard the confirmation page as it contains information that is needed to check the status of the application.

  • Starting May 5, 2020 (and through at least September 30, 2021), applicants may check application status using their confirmation number on the Entry Status Check section of the E-DV website. Lottery winners will not receive correspondence in the mail.
  • Selection in the DV Lottery does not automatically confer U.S. Lawful Permanent Resident (LPR) status – only the opportunity to apply for permanent resident status.
  • Applications for permanent resident status can be lodged in one of two ways: by filing an adjustment of status application if lawfully present in the U.S. or by filing an application for an immigrant visa at a U.S. Consulate abroad. The actual application for permanent resident status must be filed and approved by September 30, 2021; if an application is not approved by that date, the application is invalidated.  Note that more individuals are selected in the DV Lottery than there are immigrant visas/green cards made available. As a result, some individuals who are selected in the DV Lottery may ultimately be unable to become U.S. LPRs if the available immigrant visas are allocated prior to approval of the individual’s permanent resident application.

Where Can I Get More Information?

Instructions regarding how to apply for the FY2021 Diversity Visa Lottery may be obtained from the U.S. Department of State’s PDF instructions.

For more information or specific legal advice, please contact your designated Gibney representative or email info@gibney.com.

Approved H-1B Cap Petitions Effective October 1

H-1B cap-subject visa petitions filed and approved by U.S. Citizenship and Immigration Services (USCIS) for Fiscal Year 2020 take effect on or after October 1, 2019. Next steps for employers may include Form I-9 Reverification and taxes for F-1 and J-1 Non-Immigrants.

Change of Status Filings

Approved H-1B cap-subject petitions filed as “change of status” automatically take effect on October 1 if the beneficiary:

  • was physically present in the U.S. for the entire period from the date the petition was received through the date the petition was approved; and
  • is physically present in the U.S. on October 1, 2019 for the change of status to take effect

With the exception of Canadian citizens, a beneficiary departing the U.S. must apply for an H-1B visa at a U.S. Consulate abroad in order to re-enter the U.S. in valid H-1B status. U.S. consulates require a personal interview to apply for a visa and most have a wait period of several weeks to schedule an interview. Actual visa processing times vary by consulate and can be found at the U.S. Department of State website. All intending visa applicants are advised to check the website of the consulate where they intend to apply for information on scheduling the interview and visa processing. Visa applicants should also be aware that U.S. consulates do not guarantee a specific timeframe for visa processing as there can always be additional delays such as “administrative processing” (i.e., background and/or security checks), which may delay processing for 2 weeks to 8 weeks or more.

Consular Notification Filings

Approved H-1B cap-subject petitions filed as “consular notification” will not automatically change the beneficiary’s status to H-1B without further action. To activate H-1B status for an approved consular notification petition, the beneficiary must depart the U.S. if not already abroad, obtain an H-1B visa at a U.S. consulate, and re-enter the U.S. utilizing the H-1B visa. H-1B status will take effect upon the date of re-entry into the U.S. Canadian citizens do not require a visa, but do need to activate a “consular notification” petition through a Port of Entry into the U.S.

Next Steps For Employers

  • Form I-9 Reverification: Employers may need to update the employment eligibility under Section 3 of Form I-9 for H-1B cap beneficiaries whose I-9 documents are expiring.
  • Taxes for F-1 and J-1 Non-Immigrants: F-1 students and J-1 exchange visitors who are maintaining valid status may be exempt from FICA tax withholding. However, once F-1 or J-1 foreign nationals change to H-1B status, they are no longer exempt and withholdings will need to be adjusted.
  • Pending H-1B Petitions: There are numerous H-1B cap petitions still pending and USCIS has stated that approval by October 1 is not guaranteed. As such, employers need to be aware of foreign nationals who have work authorization ending prior to H-1B approval, and must specifically monitor the employment of F-1 “cap gap” students, as these individuals may need to come off payroll and/or take additional steps to maintain their valid immigration status as of October 1, 2019.

Form I-9 Expires August 31

The current version of Form I-9 expires on August 31, 2019.  The Department of Homeland Security has issued guidance instructing employers to continue to use the current version of Form I-9 until further notice. Employers must complete Form I-9 for all newly-hired employees to verify their identity and authorization to work in the United States.

Are Dress Codes and Grooming Policies a Source of Potential Liability for Employers?

Over the years, many employers have used employee grooming and dress policies to project a desired image in the marketplace. While much of corporate America has relaxed employee dress codes in recent years, many employers in the fashion industry continue to use such policies to project a desired image. Recently, state and local governments have passed new laws and increased enforcement of existing laws to protect employees from discrimination based on race or gender identity or expression in the workplace. Applicants and employees are now protected from employers’ imposition of dress and grooming standards that do not respect racial differences or that seek to impose grooming or dress standards that do not respect an employee’s chosen gender identity or expression. Employers that have not reviewed their dress and grooming policies and practices recently would be well advised to do so now.

Prohibitions on Certain Hair Styles and Textures Can Constitute Race Discrimination

In February 2019, the New York City Commission on Human Rights released guidance stating that the targeting of people at work, school, or public places based on certain hair characteristics may be considered evidence of race discrimination under New York City law. New York City recognized that employers may still have a grooming policy that requires a “neat and orderly” appearance; but, they cannot prohibit specifc hair texture or hairstyles, such as locs or cornrows traditionally associated with black employees. If an employer has a legitimate health or safety concern relating to hair, it must consider alternatives before imposing a ban or restriction on employees’ hairstyles. The guidance sets forth examples of discrimination, including requiring employees to straighten or relax hair to conform to the company’s grooming policy.

New York City is not alone in highlighting potentially discriminatory grooming practices. On July 3, 2019, California was the first state to pass a law known as the Create a Respectful and Open Workplace for Natural Hair Act (also known as the CROWN Act) banning restrictions on hair textures and styles as racial discrimination. The CROWN Act was sponsored by the CROWN Coalition, created by Unilever’s Dove brand in partnership with the National Urban League, Color of Change, and Western Center on Law and Poverty.

A similar CROWN bill also passed in New York state on July 12, 2019. The bill amended §292 of the New York State Human Rights Law and §11 of the Dignity for All Students Act. New York state law now states that racial discrimination extends to “traits historically associated with race, including but not limited to hair texture and protective hairstyles.” A CROWN bill also has been introduced in New Jersey and would expand the definition of “race” under the New Jersey Law Against Discrimination.

While federal law does not explicitly recognize employer prohibitions on certain hairstyles and textures as evidence of race discrimination, the argument has been raised by the Equal Employment Opportunity Commission (EEOC) and individual plaintiffs in federal courts, so far without success. For example, in EEOC v. Catastrophe Management Solutions, 852 F.3d 1018 (11th Cir. 2016), the EEOC filed a complaint against an employer for race discrimination in violation of Title VII when it rescinded an offer of employment when the applicant refused to cut off her dreadlocks. The district court dismissed the complaint and the Eleventh Circuit affirmed because the EEOC’s complaint did not allege that dreadlocks are an immutable characteristic of black individuals as required under Title VII. Similarly, in Williams v. Georgia Dept. of Corrections, 2014 WL 3956039 (N.D. Ga. Aug. 13, 2014), plaintiff brought claims for discrimination based on gender and race when his employer’s grooming policy prohibited him from wearing dreadlocks. The district court found that “hairstyle is neither an immutable characteristic nor a fundamental right” and held in favor of employer. Id. at *8. In light of the increased recognition that such grooming prohibitions are in fact discriminatory against certain racial groups, one would expect that there will be further challenges to such practices in federal courts.

Gender Identity/Expression and Dress Codes

In December 2015, the New York City Commission on Human Rights issued guidance on discrimination on the basis of gender identity or expression. As part of that guidance, the Commission declared that the imposition of different dress or grooming standards based on gender may be viewed as discriminatory. The guidance provides that, “[t]he fact that the grooming standard or dress differentiates based on gender is sufficient for it to be considered discriminatory, even if perceived by some as harmless.” The guidance makes clear that “[i]t will not be a defense that an employer or covered entity is catering to the preferences of their customers or clients.”

While not extensively litigated, New York City has investigated claims of discrimination based on gender differentiating dress codes. For example, the Commission investigated a restaurant for, among several other violations, having a gender-specific dress code. Ultimately, the restaurant entered into a conciliation agreement with the Commission and the complainant which required that the restaurant change its illegal policies, train all managerial and supervisory employees, and pay $500 to the complainant and pay $5,000 in civil penalties.

More recently, on Jan. 25, 2019, New York state enacted the Gender Expression Non-Discrimination Act (GENDA) amending the state’s Human Rights Law effective Feb. 24, 2019 to expressly prohibit employment discrimination on the basis of gender identity or expression, including transgender status. While New York State has not expressly adopted New York City’s enforcement guidance on gender specific dress codes, it would appear that a New York employer also would be running afoul of New York State law if it required an employee to dress or wear their hair in a manner traditionally associated with the employee’s gender assigned at birth rather than the employee’s chosen gender identity or expression. It should be noted that with the enactment of GENDA, New York joined 19 other states and the District of Columbia in banning discrimination on the basis of gender identity and expression so that caution should be exercised outside of New York as well.

While no such amendments have been made to federal law, the EEOC and individual plaintiffs have sought redress for discriminatory dress policies, in some instances more successfully than with respect to grooming practices. In EEOC v. R.G. & G.R. Harris Funeral Homes, 884 F.3d 560 (6th Cir. 2017), the EEOC brought a sex discrimination claim against a funeral home for terminating a transitioning transgender employee and administering a discriminatory clothing allowance policy.

Specifically, the employer provided its male public-facing employees with clothing that complied with the company’s dress code while female public-facing employees did not receive an allowance. The employer argued that the claim relating to the discriminatory clothing allowance policy should be dismissed because it did not grow out of the employee’s discrimination charge. The district court agreed with the employer, but the Sixth Circuit reversed ending that it was reasonable that the EEOC would “investigate the [employer’s] employee-appearance requirements and expectations, would learn about the [employer’s] sex-specifc dress code and would thereby uncover the [employer’s] seemingly discriminatory clothing allowance policy.” Id. at 599.

In Viscecchia v. Alrose Allegria, 117 F. Supp. 3d 243 (E.D.N.Y. 2015), a plaintiff brought an action against his employer after being terminated for violating the employer’s hair policy which required men to have short hair. The district court concluded that the employer imposed grooming requirements on both men and women and that the requirements “did not appear to be more onerous for one gender than the other.” Id. at 253. The district court held that the plaintiff failed to state a claim based for gender discrimination based on the employer’s grooming policy under Title VII or the pre-amendment NYHRL. However, the district court found that the plaintiff had adequately stated a claim for gender discrimination based on the defendant’s selectively enforcing its hair policy in a discriminatory manner based upon gender.

Best Practices for Updating Dress Code and Grooming Policy

It is critical for companies to carefully review dress and grooming policies in light of these recent changes in the law. Ultimately, employers should remember that any requirement of a dress code, uniform, grooming or appearance that imposes different requirements based on race, gender identity, or other protected classiffication is not permitted. The following tips may be useful:

  • Maintain a simple and clear policy using broad language such as “generally neat grooming” and “professional attire” for all employees, avoiding gender specific requirements. If the policy provides examples of acceptable dress or grooming, provide one list of examples and do not divide the examples by gender.
  • Advise employees that additional requirements may apply if an employee interacts with customers on regular basis and make sure those additional requirements are not discriminatory. Remember that acceding to customer preferences is not typically a defense to an employment discrimination claim.
  • Set forth explicitly in the policy that an employee is permitted to dress in the attire and wear their hair in a manner that matches their gender identity.
  • Advise employees that reasonable exceptions will be made to the company’s dress and grooming policies to accommodate disabilities and religious beliefs
    or practices. Provide specific information on how an employee may request such an accommodation.
  • Remove any outdated dress or grooming requirements that are no longer followed in practice.

While having non-discriminatory dress and grooming policies is important, it is perhaps more important for an employer to enforce its dress and grooming policies in a consistent, non discriminatory manner. Unequal application of even the most carefully drafted policies may lead to complaints of discrimination and potential liability. If an employee makes a complaint of discrimination based on the employer’s dress or grooming policies, the employer should investigate promptly, take any corrective action required, and carefully document its investigation. Of course, the employer should prohibit retaliation against anyone asserting a claim or participating in the investigation and vigorously enforce its prohibition on retaliation. Robert J. Tracy is a partner at Gibney, Anthony & Flaherty, where he leads the labor and employment practice. Maja Szumarska is an associate at the firm.

Reprinted with permission from the “August 23, 2019” edition of the “New York Law Journal”© 2019 ALM Media Properties, LLC. All rights reserved.

Further duplication without permission is prohibited. ALMReprints.com – 877-257-3382 – reprints@alm.com.

USCIS Publishes Final Rule Altering the EB-5 Immigrant Investor Program

On July 24, 2019, U.S. Citizenship and Immigration Services published a final rule making significant changes to the employment-based, fifth preference (EB-5) immigrant investor classification and associated regional centers.  The EB-5 program permits individuals to apply for permanent residence in the U.S. if they make the necessary investment in a new commercial enterprise in the U.S. and create 10 full-time jobs for qualified U.S. workers.   Regional Centers are economic enterprises designated by USCIS for participation in the Immigrant Investor Program.

The new EB-5 rule:

  • Increases minimum investment amounts to $900,000 (from $500,000) in Targeted Employment Areas (TEAs), and from $1 million to $1.8 million in all standard areas. Additionally, the final rule provides that investment amounts are subject to additional increases in the future every five years, to be tied to inflation per the Consumer Price Index for All Urban Consumers (CPI-U).
  • Changes how Urban TEAs are defined and designated. Under the final rule, TEA designations will now be determined by the Department of Homeland Security, and state and local TEA determinations will no longer be accepted.
  • Provides priority date retention for subsequent EB-5 investor petitions where 1) the investor has a priority date set by a previously approved I-526 Immigrant Petition by Alien Entrepreneur and 2) the investor is reapplying due a failing investment project, termination of a regional center, or a backlog of visa applications.
  • Clarifies procedures for the removal of conditions on permanent resident status, including situations where dependent family members must file their own I-829, Petition to Remove  Conditions on Permanent Resident Status.  By way of background, entrepreneur investors are initially granted conditional permanent resident status for two years, and must petition to have the conditions on status removed within a prescribed period.

The new rule will take effect November 21, 2019. Investors seeking to be “grandfathered” in under the old rules must file an I-526 petition  with USCIS before the new rule’s effective date.

Notably, the current EB-5 Regional Center program expires at the end of the government’s fiscal year on September 30, 2019.  Congress is currently considering  reauthorization of the program. If the program is reauthorized with substantive policy and legislative changes, it is possible that the final rule described above may not take effect.

Gibney will continue to monitor this matter and advise of developments. For additional information, please contact your designated Gibney representative or email info@gibney.com.

After August 3, 2019 All Foreign Trademark Applicants Will Be Required To Appoint A Licensed U.S. Attorney

The United States Patent and Trademark Office (USPTO) announced a new rule that all trademark applicants and registrants whose domicile or principal place of business is not located within the United States must be represented by an attorney licensed in the United States. This rule becomes effective on August 3, 2019.

  • This rule will not immediately impact applications filed before August 3, 2019 or existing registrations. However, if an application filed before August 3, 2019 becomes the subject of an office action issued after the date, or if it is necessary to file an extension of time or a specimen to complete an application under Section 1(b) (intent to use), the foreign applicant will be required to designate an attorney licensed in the United States to respond to the office action.
  • Foreign owners of registrations issued prior to August 3, 2019 will not need to appoint a qualified attorney licensed in the United States until it is time to file a declaration of continued use or a renewal.
  • After August 3, 2019, all new filings at the USPTO not in compliance with this rule will be informed through an office action. The applicant will have the usual six (6) month period to respond to the office action and failure to comply will result in abandonment of the application.
  • Foreign filers using a TEAS Plus application, the most popular application used by foreign filers, will be unable to submit the application unless the filer completes the section designating a qualified US attorney as the applicant’s representative.
  • There is one exception to this rule. Applications filed under the Madrid Protocol that satisfy all formalities and statutory requirements, and thus are ready for publication without the issuance of any office action, are not required to appoint a qualified US attorney of record. However, if the application filed under the Madrid Protocol receives an office action, the applicant will be required to designate a qualified US attorney when responding to the office action.

For more information about the USPTO’s new requirement, please visit https://www.govinfo.gov/content/pkg/FR-2019-07-02/pdf/2019-14087.pdf

For questions about how to comply with the United States Patent and Trademark Office’s new rule, please contact Beth Frenchman at bfrenchman@gibney.com or at (212) 906-3334.

New Zealand Nationals May Now Qualify for E-1/E-2 Nonimmigrant Classification

The U.S. Department of State announced that as of June 10, 2019, citizens of New Zealand are eligible to apply for  E-1 Treaty Trader and E-2 Treaty Investor classification at the U.S. consulates overseas. The development comes pursuant to Congress passing the Knowledgeable Innovators and Worthy Investors (KIWI) Act, and President Trump signing it into law. As background, E-1 and E-2 nonimmigrant classification is available to nationals of countries that have signed a treaty of commerce and navigation or similar agreement with the U.S., provided the individual is working for a qualifying business.

Following  the U.S. Department of State’s announcement, U.S. Citizenship and Immigration Services (USCIS) announced that beginning June 10, 2019, New Zealanders present in the U.S. may also request a change of status to  E-1  or E-2 status, to work for a qualifying business. Dependent spouses and minor unmarried children in the U.S. may also apply to change status as dependents, and dependent spouses may apply for work authorization.

For more information on E-1 and E-2 nonimmigrant classifications, see the U.S. Department of State website and the USCIS E-1 Treaty Traders page and E-2 Treaty Investors page.

If you have any questions regarding this alert, please contact your designated Gibney representative, or email info@gibney.com.

Department of State Requiring Social Media Identifiers from U.S. Visa Applicants

Effective May 31, 2019, the U.S. Department of State updated its nonimmigrant  and immigrant visa application forms to require most visa applicants to provide their social media identifiers  for designated social media platforms used in the past five years.    Visa applicants must provide usernames, previous email addresses, and phone numbers.  Applicants are not required to disclose passwords.  Covered social media platforms requiring disclosure include Facebook,  Twitter, Instagram, YouTube, and LinkedIn, among others. The visa application lists the specific social media platforms for which identifiers are requested.

All nonimmigrant and immigrant visa applicants are required to submit the requested social media information except for those applying for designated A, C, G and NATO visas.

A response to the social media question is  a required field on the nonimmigrant visa applicant form (DS-160) and immigrant visa application form (DS-260 ). While an applicant may respond “none” if applicable, the failure to provide an accurate, complete, and truthful response may result in denial of the visa application and more serious immigration consequences, including a finding of fraud or misrepresentation.

Applicants should expect that  Consular Officers will surveil social media platforms to vet applicants, compare with information provided on visa applications and immigration petitions, and ascertain eligibility for the visa requested.

At this time, individuals traveling to the U.S. under the Visa Waiver Program (with ESTA travel clearance) are not required to provide social media identifiers.

Information  from the Department of State concerning this initiative is available at  “About Visas – The Basics” FAQ page  and at Frequently Asked Questions.

For additional information concerning this alert, and applying for visas generally, please contact your designated Gibney representative or email info@gibney.com.

FY 2020 H-1B Cap Data Entry Completed

On May 17, 2019, United States Citizenship and Immigration Services (USCIS) announced that the agency completed data entry for the H-1B cap-subject petitions filed during the Fiscal Year (FY) 2020 filing period (April 1 to April 5, 2019).  USCIS will now begin returning all H-1B cap-subject petitions that were not selected and will issue an announcement once notification of rejections has been completed. USCIS has indicated it cannot provide a definite time frame for returning unselected petitions given the large volume of submissions.

What Employers Can Expect

Employers may expect to continue to receive receipts for selected cases over the next few weeks. Petitions that are not selected under the FY 2020 cap will be rejected by USCIS and returned with the government filing fees.   USCIS also advised that it  may transfer some H-1B cap-subject petitions between the Vermont Service Center and the California Service Center to balance case processing workloads and enhance efficiencies. If an H-1B cap case is selected and transferred to a different USCIS Service Center, USCIS will send notification of the transfer in the mail.

Premium Processing Service Availability Reminder

As previously announced, USCIS will take a two-tiered approach to implementing premium processing service for cap-subject H-1B petitions where the petitioner requests premium processing service on Form I-907.  For H-1B cap petitions filed with a change of status request , USCIS will notify the public as to the precise date that premium processing service for these petitions will commence (expected not later than May 20, 2019).  For H-1B cap petitions filed with a request for consular notification of approval,  USCIS has indicated that premium processing service for these petitions will not be available until at least June 2019.

Petitions Not Subject to the H-1B Cap

As a reminder, USCIS will continue to accept and process H-1B petitions that are not subject to the cap.  These include filings for extensions of status, amended petitions, changes of employer, concurrent employment for existing H-1B workers, and petitions filed by organizations that are cap-exempt.

If you have any questions regarding this alert, please contact your designated Gibney representative, or email info@gibney.com.

FY2020 H-1B Cap Reached and Lottery Conducted

On April 11, 2019, United States Citizenship and Immigration Services (USCIS) confirmed that the agency received 201,011 H-1B cap-subject petitions during the Fiscal Year (FY) 2020 filing period (April 1 to April 5, 2019). USCIS also announced that it conducted the random selection process for both the regular H-1B cap of 65,000 petitions, and the U.S. advanced degree H-1B cap of 20,000 petitions.

What Employers Can Expect

Employers may expect to receive receipts for selected cases over the next several weeks. USCIS will also announce when it will start Premium Processing for selected petitions (expected no later than May 20, 2019). If an H-1B cap-subject petition is not selected by the USCIS, the agency will reject and return all unselected petitions with the filing fees.

Petitions Not Subject to the H-1B Cap

USCIS will continue to accept and process H-1B petitions that are not subject to the cap. These include filings for extensions of status, amended petitions, changes of employer, concurrent employment for existing H-1B workers, and petitions filed by organizations that are cap-exempt.

If you have any questions about this alert, please contact your Gibney representative or email info@gibney.com.